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Series 79

Investment Banking Representative

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Valuation—

Accounting/Analysis—

Analysis—

SEC Filings—

Registration—

Underwriting—

Exemptions—

Communications—

Series 63

Uniform Securities Agent State Law

readiness

Definitions—

Agent Registration—

BD Registration—

Registration Procedure—

Securities Registration—

Exemptions—

Administrator Powers—

Remedies—

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Question bank: 52 Series 79 · 33 Series 63